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Latest News

Apr 17, 2014

Capital adequacy fears over adviser percentage charging

Particular risks for networks with average adviser revenues of £60,000 to £80,000, according to Ned Cazelet.

Apr 16, 2014

FSCS stands firm on IFA litigation as it sets aside £7m

Chief executive says recoveries such as those in relation to Keydata help to keep wider levies lower.

Apr 14, 2014

Jobseeker rules change ‘timely’ for business

As businesses seek to expand their workforces this year, new rules that require jobseeker’s allowance claimants to be better prepared for work are...

Companies & People| Apr 14, 2014

Want-away advisers slam Tenet exit fee grab

Networks scrambling to avoid fines similar to rival Sesame, say advisers.

Companies & People| Apr 11, 2014

Providers seeking to keep client money ‘as long as possible’

Providers are throwing up obstacles to inheritance and probate processes, adviser claims.

From Pensions| Apr 10, 2014

ABI members extend annuity cooling-off periods

Partnership annuitants will have until 17 April 2014 to withdraw from annuity purchase in light of Budget changes.

Analysis & Opinion

Apr 16, 2014

Time to embrace the electronic office

The cost of adopting the right software to match your business is more than just the cost of the software.

Apr 16, 2014

MMR masterclass

More on Your Business
Adviser Guides

Guide to Funding Long-term Care

It is all too easy for people to ignore care costs until they are faced with the reality of paying for care for themselves or a loved one.

FTAdviser Blog

Budget advice black holes and rebate revelations

Week in Brief: The government guarantee of ‘guidance’ is slowly being picked apart.

Adviser Guides

Guide to Cash Flow Modelling

Cash flow modelling in its simplest form is a process of measuring a client’s wealth by assessing their income and outgoings.

FTAdviser Blog

Adviser Rant: Self-regulation can indeed work

The present system doesn’t work all that well and is overly expensive - something needs to change.

Adviser Guides

Guide to Inducements and Managing Conflicts

The RDR was supposed to bring an end to accusations that advisers were swayed by provider’s cash.

FTAdviser Blog

Five things I learned from the FCA’s disclosure review

FCA doesn’t just want pound-and-pence figures, it also wants you to explain what could cause figures to change.

Recent Articles
  1. Budget advice black holes and rebate revelations
    FTAdviser BlogonRegulation| Apr 17, 2014

    Budget advice black holes and rebate revelations

    Week in Brief: The government guarantee of ‘guidance’ is slowly being picked apart.

  2. Apr 16, 2014

    Diary of an adviser: Les Conway

    Monday: This being a particularly busy week, I am at my desk by 8am.

  3. Adviser Rant: Self-regulation can indeed work
    FTAdviser BlogonRegulation| Apr 14, 2014

    Adviser Rant: Self-regulation can indeed work

    The present system doesn’t work all that well and is overly expensive - something needs to change.

  4. FCA reveals when advisers must disclose restricted switch
    Apr 10, 2014

    FCA reveals when advisers must disclose restricted switch

    Clients paying ongoing fees must be told “as soon as possible” if their adviser has become restricted.

  5. ‘Independent’, ‘restricted’ causing confusion for clients
    From Regulation| Apr 10, 2014

    ‘Independent’, ‘restricted’ causing confusion for clients

    The obsession with definitions of “independent” and “restricted” has overshadowed the importance of good quality advice and misled clients, Gregg...

  6. Apfa: Half of financial product sales are non-advised
    Apr 09, 2014

    Apfa: Half of financial product sales are non-advised

    Apfa calls for greater clarity from the regulator on non-advised sales.

  7. Apr 09, 2014

    ‘SMEs should be clear on employment law’

    Business owners should be upfront with employees about disciplinary and dismissal procedures as well as regularly consult employment laws to avoid...

  8. Pru: Providers could deliver effective guidance for savers
    From Pensions| Apr 09, 2014

    Pru: Providers could deliver effective guidance for savers

    Strengths and abilities possessed by providers would help facilitate guidance for every retiree, Russell Warwick argues.

  9. Five things I learned from the FCA’s disclosure review
    FTAdviser BlogonRegulation| Apr 07, 2014

    Five things I learned from the FCA’s disclosure review

    FCA doesn’t just want pound-and-pence figures, it also wants you to explain what could cause figures to change.

  10. FCA losing patience with advisers on fee disclosure
    From Regulation| Apr 07, 2014

    FCA losing patience with advisers on fee disclosure

    A financial adviser and wealth manager are “likely” to be referred to the FCA’s enforcement division.

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