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Regulation Tracker

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Paper Publication Date

Latest regulation papers

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  • Isolated Regulation Changes|Pensions|14 Nov 2013| Published by DWP

    Shake-up of workplace pensions

    Proposals to reshape workplace pensions for future generations have been outlined by the Department for Work & Pensions.

    Proposed: deadline for responses 19 Dec 2013

  • RDR|Conduct of business|25 Oct 2013| Published by FCA

    Rules for advisers accepting provider’s cash

    Financial Conduct Authority explains what kind of payments advisers can accept from providers.

    Final ruling: effective from 11 Sep 2013

  • RDR|Investments|25 Oct 2013| Published by FCA

    Permitted cash rebates to retail clients

    The Financial Conduct Authority explains when provider can pay cash rebates to retail clients.

    Proposed: deadline for responses 06 Nov 2013

  • Finance Bill 2013|Investments|25 Oct 2013| Published by HMRC

    HMRC extends CGT relief for Seed EIS

    Half of all capital gains up to the annual allowance can be exempted in this financial year, providing £50,000 of relief.

    Final ruling: effective from 23 Oct 2013

  • Finance Bill 2013|Tax|02 Oct 2013| Published by HMRC

    Amendments to tax avoidance rules

    HM Revenue & Customs amends tax avoidance rules dictating what information must be provided about users of schemes to reduce tax.

    Proposed: deadline for responses 21 Oct 2013

  • Finance Bill 2013|Tax|23 Jul 2013| Published by HMRC

    Inheritance tax exclusions rules

    Full list of inheritance tax restricted deductions unveiled by HM Revenue & Customs following Finance Bill becoming Finance Act 2013.

    Final ruling: effective from 06 Apr 2013

  • Pensions Act 2011|Pensions|17 Jul 2013| Published by DWP

    Nest contribution limits change

    Department for Work and Pensions unveils plans to remove the individual transfer restrictions for Nest to coincide with the launch of automatic transfers.

    Amended: effective from 01 Apr 2017

  • Isolated Regulation Changes|Investments|16 Jul 2013| Published by FCA

    Automatic renewal of bonds unfair

    Automatic renewal terms for fixed term bonds are likely to be unfair when drafted so that that the

    Final ruling: effective from 16 Jul 2013

  • MiFID|Conduct of business|15 Jul 2013| Published by FCA

    Handling client cash

    Plans to ensure clients can get their hands on their investment cash more quickly if a fund manager goes bust have been put forward by the FCA.

    Proposed: deadline for responses 11 Oct 2013

  • Finance Bill 2013|Pensions|11 Jul 2013| Published by FCA

    Tax relief pulled for lifetime annuity loans

    HM Revenue & Customs is proposing pulling mortgage interest relief on loans to purchase life annuities taken out by people aged 65 or more before 1999 from April 2019.

    Proposed: deadline for responses 30 Sep 2013

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