Legal and General Investment Management has appointed for FSA financial promotions head Teresa Poy as chief compliance officer.
Reporting to Paul Sweeney, head of legal and regulatory affairs at LGIM, Ms Poy was previously responsible for TT International’s UK compliance team which provided generalist compliance support to the company’s global business in London, Hong Kong and New York.
Ms Poy was previously acting head of the financial promotions department at the Financial Services Authority. She has also held senior roles at the Securities and Futures Authority and the London Stock Exchange in the traded options market, policy, operations and monitoring divisions.
Prior to working at TT International Ms Poy was a senior director at Barclays Global Investors, where she was deputy head of compliance for EMEA and managed teams responsible for supporting the institutional and ETF sales and marketing functions, regulatory policy, anti-money laundering and the monitoring team.
