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Senior Managers and Certification Regime: are you resilient?
- Describe how to ensure there is accountability in advice companies for the resilience of operational services ready for SMCR.
- List what to do to mitigate risks from outside the company.
- Identify the cyber risk to the business and prepare for it.
Why conversations about protection are difficult but essential
- Identify why protection can be a difficult subject to broach with clients.
- List some of the common misconceptions about protection and its coverage.
- Describe how advisers can make the case for protection, and why mortgage clients might have more of a need.
Guide to preparing for SMCR
- Identify what advice companies can expect from the new regulatory regime and how it has played out in the banking sector.
- Describe what there is to know about complying and the potential challenges advisers might come across.
- List some practical steps advice companies can take now to prepare for SMCR.