Advisers’ regulatory bills grow despite FCA fee drop
Financial Conduct Authority
Highlights
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IT failures reported by financial firms up 300%
FCA will act on unfair pricing
FCA mulls regulation of product promotions
FCA would consider redress scheme for DB advice
Regulator under fire for Connaught review
FCA's vanilla market 'shrinking fast'
FCA to reassess conduct regulation post-Brexit
FCA to replace its Gabriel data collection system
FCA concerned about firms not tackling tech risk
PFS points to 'clear limitations' in DB transfer data
FCA slammed and DB guidance: the week in news
Regulators told to cooperate
FCA criticised for 'not knowing' its own rules
The rise of the insistent client
Guide to handling insistent clients
CPD
Approx.60min
FSCS pays £4.4m to Active Wealth clients
FCA 'not brave enough' to tackle mortgage prisoners
Ucis directors ordered to hand £3.4m to investors
The loyalty penalty
FCA reveals cost of enforcement
FCA admits register still holds wrong data
Bailey faces bonus cut over mini-bond debacle
FCA admits it has further to go on diversity
Regulator hints at intervention on personal pensions
FCA urged to probe signature fraud at banks
Drawdown transfers, suspended investments and the FCA
The changing role of DB pensions
CPD
Approx.30min
Minister wants police involvement in pension transfers
Guidance sets out new norm for DB transfers
Ex-policy manager criticises FCA later life lending approach
Car park investment companies enter administration
Watchdog blasts failings in FCA supervision unit
FSCS expects more British Steel claims
Majority of FSCS claims submitted by CMCs
FCA proposes retail ban on crypto-derivatives
The information drain
IA’s tinker-proof fund could be problematic
