Regulation  

Fund liquidity: The quest to remove investor roadblocks

  • To gain an understanding about the most recent liquidity problems for open-ended funds
  • Learn about what action the regulator could take
  • Grasp how funds can reduce the likelihood of encountering liquidity issues
CPD
Approx.30min
Fund liquidity: The quest to remove investor roadblocks

The warmer months of the year are rarely as quiet as some in the retail investment space might hope, and 2019 has been no exception. Although market performance has picked up again following a wobble in May, the summer has so far been dominated by asset management quandaries at home and abroad.

The content you are trying to access is only available to users with an FTAdviser.com subscription

Subscribe to FTAdviser now for:

- Full access to articles written by the Money Management team

- No limit to the number of articles you can read every month

- The ability to use Money Management's uniquely prepared fund statistics - on the web, or by downloading a pdf

Unlock unlimited articles
Subscribe
CPD
Approx.30min

Please answer the six multiple choice questions below in order to bank your CPD. Multiple attempts are available until all questions are correctly answered.

  1. Nicky Morgan says most retail investors see rights to redemption as what?

  2. H2O argues the recent outflows from its funds have proved what?

  3. The Investment Association suggests that a product should be introduced that moves away from what?

  4. The FCA hinted at a liquidity solution in its 2018 consultation. What was it?

  5. How many businesses were on the companies house register at the end of 2017?

  6. According to Mr Sayers, the FCA proposal for funds to gate when there is “material uncertainty” around illiquid assets would harm investors by encouraging what?

Nearly There…

You have successfully answered all the questions correctly, well done!

You should now know…

  • To gain an understanding about the most recent liquidity problems for open-ended funds
  • Learn about what action the regulator could take
  • Grasp how funds can reduce the likelihood of encountering liquidity issues

I completed this CPD in

To bank your CPD please complete the form below.

Were the stated learning objectives met?

Why weren't they met?

What did you learn from undertaking this CPD exercise?

Why did you undertake this piece of learning?

Banked!

Congratulations, you have successfully completed and banked this piece of CPD

Already Banked!

You have already banked for this article.

To bank your CPD you must or

Register

One or more questions have been incorrectly answered,
 please review your answers and try again.

Please complete all the above text fields to bank your CPD.

More Investments CPDSee my completed CPDSee all CPD