Regulation  

Giving advisers a prod in the right direction

  • Learn about how advisers are navigating Prod rules
  • Gain an understanding of the challenges posed by Prod
  • Grasp how Prod could impact how advice is delivered
CPD
Approx.30min
Giving advisers a prod in the right direction

If you were to ask advisers to list the causes of their biggest headaches, regulation would likely feature near the top. While the need to provide consumers with sufficient protection from either rogue or negligent practices is undeniably essential, the resulting red tape can put a strain on time and costs.

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CPD
Approx.30min

Please answer the six multiple choice questions below in order to bank your CPD. Multiple attempts are available until all questions are correctly answered.

  1. According to Mr Bamford, which type of adviser will need to work harder to satisfy Prod rules?

  2. Mr Lester says most firms fall short on Prod adherence by failing to do what?

  3. According to the study by Iress, how many advisers are unaware of Prod?

  4. According to Mr Ingram, what will force fund pickers reconsider their processes?

  5. What sort of approach does Prod require, according to Mr Schnurrenberger?

  6. Mr Schnurrenberger says that Prod undermines the sustainability of what?

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You have successfully answered all the questions correctly, well done!

You should now know…

  • Learn about how advisers are navigating Prod rules
  • Gain an understanding of the challenges posed by Prod
  • Grasp how Prod could impact how advice is delivered

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