Spotting a firm's weaknesses under regulatory due diligence

Whether or not you are looking to sell your business or are on the acquisition trail, understanding common areas of weakness — and therefore the areas that get looked at as part of regulatory due diligence — is crucial. During these uncertain times, many companies are continuing with acquisitions and areas such as culture, controls and quality of advice are as important as ever. 

David Boyhan is associate director at TCC