Navigating the advice-guidance boundary

  • Describe the FCA's proposals to reform the advice-guidance boundary
  • Identify the potential risks for firms
  • Communicate the difference between Fos and court decisions
  • Describe the FCA's proposals to reform the advice-guidance boundary
  • Identify the potential risks for firms
  • Communicate the difference between Fos and court decisions
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CPD
Approx.30min
pfs-logo
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CPD
Approx.30min
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pfs-logo
cisi-logo
CPD
Approx.30min
Navigating the advice-guidance boundary
(Dreamstime)

The Financial Conduct Authority is again looking for ways to fill the so-called advice gap, as it has found many consumers are not obtaining advice in circumstances where it believes it would be in their best interests to do so.

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