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  • CPD

Financial Conduct Authority

Consumer duty

‘Even the best firms underestimate consumer duty changes’

‘Even the best firms underestimate consumer duty changes’

Mortgages  

What is meant by green mortgages and what is the FCA’s view?

CPD
Approx.30min
What is meant by green mortgages and what is the FCA’s view?

In Focus: When things go wrong

FCA hits out at 'self-interested criticism' of Woodford redress deal

FCA hits out at 'self-interested criticism' of Woodford redress deal

Regulation  

FCA: £81mn 'potential shortfall' of Wealthtek client money

FCA: £81mn 'potential shortfall' of Wealthtek client money

Regulation  

FCA removes firm's permissions over late fees

Promote your profession  

Majority of clients happy to recommend adviser

Financial Conduct Authority  

FCA proposes mortgage rule changes for borrowers in difficulty

Regulation  

Letter to the Editor: SMCR review too late for many IFAs

Highlights

In Focus: When things go wrong

What the FCA is looking for in its retirement income advice review

CPD
Approx.30min
What the FCA is looking for in its retirement income advice review

In Focus: When things go wrong

'FCA's ScamSmart needs to invite whistleblowers'

Andy Agathangelou

Andy Agathangelou

Promote your profession  

Advisers need to use their clout more often

Damian Fantato

Damian Fantato

Long Read  

Woodford saga set to continue despite redress plan for investors

Woodford saga set to continue despite redress plan for investors

Long Read  

What are the prospects for UK/EU financial regulatory cooperation?

What are the prospects for UK/EU financial regulatory cooperation?

More

In Focus: When things go wrong  

Two firms default with FSCS after number of claims

Financial Conduct Authority  

Young savers more likely to think long-term when dating than when investing

Regulation  

Brothers convicted for taking £750k from failed investment firm

Financial Conduct Authority  

FCA reports lag in processing AR applications

British Steel  

FCA warns about third party BSPS redress calculations

In Focus: When things go wrong  

FCA acts against third advice firm avoiding BSPS liabilities

Podcast  

'FCA can sort unfinished parts of RDR with consumer duty'

Regulation  

FCA issues warning notice to three DFM employees

Pimfa  

FCA to carry out more firm assessments 'with less or no notice'

Investments  

FCA secures £130k to return to Ucis investors

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