RegulationSep 11 2023

Three recent cases raise questions over FCA enforcement strategy

  • Describe the interaction between Upper Tribunal and the Financial Conduct Authority
  • Highlight the UT's criticism of the FCA
  • Explain what the authors suggest about challenging FCA enforcement decisions
  • Describe the interaction between Upper Tribunal and the Financial Conduct Authority
  • Highlight the UT's criticism of the FCA
  • Explain what the authors suggest about challenging FCA enforcement decisions
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Approx.30min
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Approx.30min
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CPD
Approx.30min
Three recent cases raise questions over FCA enforcement strategy
The FCA has had three recent cases overturned (REUTERS/Toby Melville/File Photo/Fotoware)

A recent sequence of adverse decisions by the Upper Tribunal could have significant implications for future Financial Conduct Authority cases.

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