In Focus: Pushing the advice boundaryFeb 14 2024

Implications of FCA 'polluter pays' proposals for DB transfer advice

  • Describe the FCA's 'polluter pays' proposals
  • Identify how they might affect defined benefit transfer firms
  • Identify how DB transfer firms should prepare for the new rules
  • Describe the FCA's 'polluter pays' proposals
  • Identify how they might affect defined benefit transfer firms
  • Identify how DB transfer firms should prepare for the new rules
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Approx.30min
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Approx.30min
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Approx.30min
Implications of FCA 'polluter pays' proposals for DB transfer advice
The FCA is proposing to require firms to set aside capital for potential redress liabilities arising from designated investment activities. (FT Fotoware)

The Financial Conduct Authority's 'polluter pays' proposals could have significant implications for personal investment firms.

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