OpinionMar 28 2024

How the FCA’s views on vulnerable clients can leave advisers vulnerable

Derek BradleyDerek Bradley
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How the FCA’s views on vulnerable clients can leave advisers vulnerable
Advisers can be vulnerable too, especially sole traders. (Vlada Karpovich/Pexels)
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Over my time in this industry, from the late 60s until now, I have seen many changes in the world of regulation, often linked to a new regulator or a new head at the regulator of the day.

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