Financial Conduct AuthorityMay 7 2024

FCA fines and bans ex-Shard Capital CEO for putting investors at risk

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FCA fines and bans ex-Shard Capital CEO for putting investors at risk
The FCA issued a fine of more than £120,000. (FT)

The former boss and founder of fixed-income brokerage Shard Capital Partners has been fined more than £120,000 and banned by the Financial Conduct Authority for misrepresenting client cash.

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