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Long Read
Mar 6 2024
Can pushback stop the FCA from naming firms under investigation?
Financial Conduct Authority
Dec 5 2023
Keith Richards calls on govt to reinvest fines into financial services
Defined Benefit
Mar 7 2023
Two individuals face FCA fines for ‘flawed’ DB transfer advice
Regulation
Jan 25 2023
Former Janus Henderson analyst charged with insider dealing
TSB
Dec 20 2022
Regulators fine TSB £49mn over tech failures
Simoney Kyriakou
Dec 2 2022
Death by 1,000 papercuts: simplified advice and all the rest
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Regulation
Nov 30 2022
Wealth manager fined £18mn over Russian company dealings
Regulation
Oct 21 2022
Barclays fined £50mn over 'reckless' 2008 fundraise
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Mortgages
Oct 17 2022
FCA fines mortgage lender £1.5mn over money laundering breach
Pensions
Dec 1 2021
Firm fined £140k for thousands of pension cold calls
Capital Gains Tax
Sep 29 2021
Call on govt to extend CGT deadline to limit fines
Pensions
Aug 26 2021
EY fined for pension audit failings
Regulation
Aug 19 2021
Introducer fined after making thousands of pension cold-calls
Fine
Apr 15 2021
FCA cracks down on adviser operating post-RDR without authorisation
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Nov 23 2020
FCA fines broker £3.5m for 'printing trades'
Financial Conduct Authority
Oct 12 2020
FCA fines drop to four this year in record low
Your Industry
Sep 16 2020
Hedge fund CIO fined £100k for market abuse
Pensions
Sep 10 2020
Firm fined £130k over unsolicited pension cold calls
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