The impact of MiFID II on small caps
Mifid II
Advisers see jump in active clients despite regulation
Advisers told they need not worry about SMCR
Regulating ESG investments
Advisers warned to not segment clients by assets
FCA finds potential competition issues in Mifid II
FCA urges advisers to record client meetings
Mifid II unbundling rules saved investors at least £70m
Trade body warns lack of Mifid clarity harms clients
FCA boss 'amused' at calls to resign over Mifid II
FCA urges action on Connect platform deadline
Defaqto updates software to offer Mifid II cost analysis
Private equity driving 'dramatic' rise in consolidation
‘Pick the right ones that are not driven by short-term incentives’
Warning sounded as 15,000 advisers to retire
Beware Agent as Client
FCA warns wealth managers on charges
Emerging advice gap needs to be inclusive not exclusive
Guide to segmenting clients
CPD
Approx.60min