We use cookies to improve site performance and enhance your user experience. If you'd like to disable cookies on this device, please see our cookie management page.
If you close this message or continue to use this site, you consent to our use of cookies on this devise in accordance with our cookie policy, unless you disable them.

In association with

Home > Regulation


Top Story

UK Regulation| 14:37

Senior managers regime starts this time next year

Transitional documentation must be submitted to regulators by the start of February.

From Pensions| 12:05

Labour pledges to monitor, not unwind, pension reforms

Pension minister says longer roll out would simply have left a bigger group of delaying taking benefits.

UK Regulation| 09:06

Tyrie demands FCA settlements are scrutinised

“Financial services enforcement was badly in need of reform,” MP says.

From Investments| Mar 02, 2015

Research firm rolls out revamped fund factsheet

Pure Group aiming to improve investor engagement with its version of a fund factsheet which it says includes better and more digestible data.

From Pensions| Mar 02, 2015

Providers begin revising pension access warnings

Few surprises in regulator’s update, but insurers still up against it to make April deadline.

UK Regulation| Mar 02, 2015

FCA publishes final rules on AE charging cap

Confirmation follows earlier announcement that transaction costs on workplace schemes are to be reviewed.

From Pensions| Mar 02, 2015

Pension trading costs probe amid fear of ‘nasty surprises’

Government and regulator seek views on how schemes should disclose transaction costs.

Analysis & Opinion
Schadenfreude over FCA ‘screw-up’ is misplaced

Tony Hazellon| Feb 11, 2015

Schadenfreude over FCA ‘screw-up’ is misplaced

Tony Hazell airs his thoughts on the week’s financial news

The insurers have played a canny game here

From Your Industry| Nov 25, 2014

Advising across Europe is easier than you think

Charges may not always be clear, but there are few obstacles for advisers that wish to advise expat clients.

Ashley WassallonUK Regulation| Nov 14, 2014

Pension reforms: Risk vs ‘responsibility’

Consumer Panel solution is to take advice to benefit from claims protection - because then you can eat your cake and have it too.

Tony Hazellon| Nov 05, 2014

Where were you all? IFAs absent from pensions bill debate

Why did MPs fail to call those who will deliver advice?

More on Regulation
Adviser Guides

Guide to Multi-Asset and Pensions

The opportunity for savers aged 55 plus to keep hold of their pots and put them in a product of their choosing from April onwards is a huge step...

FTAdviser Blog

Pension ‘freedoms’ will be less simple than they appear

News Review: Savers will be able to dip into their pension whenever they like from April... well, maybe.

Adviser Guides

Guide to Workplace Pensions

Historically, many public and private sector organisations have provided a defined benefit pension scheme for staff.

FTAdviser Blog

The big boys or the little guy – which side are you on?

Garry Heath airs his views on the world of financial advice

Adviser Guides

Guide to Mortgage Endowments and Interest-Only

Mortgage endowments were unusual among financial products.

FTAdviser Blog

Politicians should fess up and apologise

Many ordinary citizens use perfectly legitimate methods to pay less tax.

Track the latest regulation changes affecting your business...

Isolated Regulation Changes| Pensions | 14 Nov 2013

Shake-up of workplace pensions

Proposals to reshape workplace pensions for future generations have been outlined by the Department for Work & Pensions.

RDR| Conduct of business | 25 Oct 2013

Rules for advisers accepting provider’s cash

Financial Conduct Authority explains what kind of payments advisers can accept from providers.

RDR| Investments | 25 Oct 2013

Permitted cash rebates to retail clients

The Financial Conduct Authority explains when provider can pay cash rebates to retail clients.

More regulation paper summaries

More News

From Pensions| Feb 28, 2015

Labour vows pension tax relief double whammy

Latest pre-election policy announcement focuses on restricting the lifetime and annual allowance.

From Your Industry| Feb 27, 2015

Treasury mistrust and pension launches: the week in news

Pensions, pushes by providers into advice, mistrust and regulatory issues were this week’s key themes.

UK Regulation| Feb 27, 2015

FCA ‘second line of defence’ focuses on tax and health

Clients will be given personalised risk warnings even if they have taken advice.

From Pensions| Feb 27, 2015

Pension saving at record high: ONS

Largest increase has been in the 22 to 29 age group, where saving has doubled over the last year.

From Your Industry| Feb 27, 2015

National firm ‘very offended’ at Treasury’s lack of trust

LEBC director is furious that advisers are tasked with paying for guidance but not trusted to deliver it.

UK Regulation| Feb 26, 2015

Guilty verdict for £30,000 profit insider dealing case

Money made via insider information obtained during CGI Group’s acquisition of Logica PLC in 2012.

Most Popular
More on FTAdviser
FTA jobs
  • Financial Advisor

    Location: Geneva, Hong Kong, Dubai, France, Spain

    Salary: £60,000 + depending on experience plus performance bonus or competitive commission package

  • Financial Adviser - Acquisitions

    Location: South East including London

    Salary: Value = 3x trail income

  • Sales Consultant

    Location: Gloucester

    Salary: OTE of £35,000 - £55,000 plus a laptop!