All CPD content
What questions should you ask a new client?
- Identify some of the pieces of information advisers should attempt to find out about their new clients
- Explain what to do if the information a new client gives you doesn't tally with their previous behaviour
- Describe how to integrate ESG investing into this process
Investment platforms: navigating the maze of investor protections
- Describe the regulatory checks and balances that apply to investment platforms.
- Explain how the government compensation scheme will cover losses.
- Understand how the compensation applies to the different products on a platform.