All CPD content
Investment platforms: navigating the maze of investor protections
- Describe the regulatory checks and balances that apply to investment platforms.
- Explain how the government compensation scheme will cover losses.
- Understand how the compensation applies to the different products on a platform.
What lessons can we learn from British Steel?
- To spot red flags and raise awareness of potential problems with regulators and other bodies.
- To understand financial vulnerability in the context of redundancy.
- To understand when defined benefit transfer advice is not in the best interests of certain clients.